Bank Human Resources Compliance Tools

We provide a reliable resource to assist in managing your bank’s Human Resources function complete with key tools including policies, procedures, checklists, risk assessments, worksheets, training tools and much more.

Last Updated Tool Name
04/19/2019 Acceptable Internet Access Policy
01/30/2015 Affirmative Action Plan - Identification of Problem Areas Worksheet
01/30/2015 Affirmative Action Plan - Placement in Job Group Analysis Worksheet
01/30/2015 Affirmative Action Plan - Workforce Analysis Worksheet
01/30/2015 Affirmative Action Policy Statement Template
09/02/2020 Annual Acknowledgement and Certification of Compliance with Code of Conduct Policy
06/12/2015 Assessing Diversity Policies and Practices Summary - Final Rule
01/01/2015 Bank Bribery Act Compliance Officer Flowchart
01/01/2015 Bank Bribery Act Personnel Flowchart
01/01/2015 Bank Bribery Act Procedures
01/01/2015 Bank Bribery Act Security Officer Flowchart
09/08/2015 Bank Vehicle Policy
01/01/2015 Board of Directors Conflict of Interest Policy
BYOD Policy
01/01/2015 Compliance Training Tracker
03/24/2020 COVID-19 Essential Critical Infrastructure Worker Credential Letter
03/16/2020 COVID-19 Help Sheet
03/19/2020 COVID-19 Lobby Closing Notice (Sample 1)
03/19/2020 COVID-19 Lobby Closing Notice (Sample 2)
03/16/2020 COVID-19 Sample Customer Letter
07/25/2019 Department of Labor NPRMs Summary
08/17/2016 Department of Labor’s Fiduciary Rule
03/10/2017 Diversity and Inclusion Policy
08/31/2016 Diversity Self-Assessment Template
09/23/2016 Diversity Training Template

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