Board of Directors and Executive Officers

The financial institution’s Board of Directors establish the risk appetite and overall strategies and expectations of the financial institution as a whole. The Executive Officers (Senior Management) ensure the Board’s directives are met and set the processes for the financial institution to meet these expectations. In this area you and your staff are given access to a suite of reliable tools and products to ensure not only compliance with regulatory timing requirements, with such things as annual reporting, but tools that assist with understanding the risk environment of the financial institution.

Last Updated Tool Name
01/01/2015 Action Item Tracking Worksheet
01/01/2015 Action Plan for Implementing New Regulatory Requirements Training
01/01/2015 ADA Existing Facilities Checklist
01/01/2015 Allowance for Loan and Lease Losses (ALLL) ASC Flowcharts
01/01/2015 Allowance for Loan and Lease Losses (ALLL) Procedures
01/01/2015 Allowance for Loan and Lease Losses (ALLL) Worksheet
09/02/2020 Annual Acknowledgement and Certification of Compliance with Code of Conduct Policy
06/12/2015 Assessing Diversity Policies and Practices Summary - Final Rule
01/05/2021 Assessments Determination After Removal of Double Counting of the Current Expected Credit Losses (CECL) Methodology from the Optional Regulatory Capital Transitions
01/01/2015 Assets Liability and Liquidity Management Policy
01/01/2015 Automated Overdraft Summary
01/01/2015 Bank Acquisition & Due Diligence Checklist
01/01/2015 Bank Bribery Act Compliance Officer Flowchart
01/01/2015 Bank Bribery Act Personnel Flowchart
01/01/2015 Bank Bribery Act Procedures
01/01/2015 Bank Bribery Act Security Officer Flowchart
01/01/2015 Bank Owned Life Insurance (BOLI) Policy
09/08/2015 Bank Vehicle Policy
03/12/2015 Basel III Summary
01/01/2015 Board & Audit Committee Oversight Worksheet
06/19/2018 Board of Director’s Compliance Training
10/08/2015 Board of Director’s Vendor Management Webinar
01/01/2015 Board of Directors Conflict of Interest Policy
01/01/2015 Board of Directors Roles and Responsibilities Training
12/01/2017 Board Reporting Template

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