Lending Compliance

Bank Compliance Resources for Lending Regulations

Lending and Lending Operations make up a significant portion of your financial institution’s portfolio of business. Here you will find tools and resources to guide you through lending compliance regulations and their requirements, as well as safety and soundness best practices. Lending compliance resources and tools, when combined with expert guidance from C/A’s staff, provide a strong foundation for departmental awareness and practices. Downloading and implementing these unlimited access resources will aid banks of any size in keeping ahead of lending regulation changes.

Last Updated Tool Name
01/01/2015 Regulation B Quick Reference Summary
01/01/2015 Regulation B Secured Credit Process Flowchart
01/01/2015 Regulation B Signature Requirements Flowchart
01/01/2015 Regulation B Unsecured Credit Process Flowchart
01/01/2015 Regulation M Consumer Leasing Threshold Amount Increase Summary
01/01/2015 Regulation U Audit Worksheet
01/01/2015 Regulation U Lending on Securities Summary
01/01/2015 Regulation V Fair Credit Reporting Flowchart
01/01/2015 Regulation W Transactions Between Banks and Affiliates Summary
01/01/2015 Repossession Checklist
01/01/2015 Residential Real Estate Evaluation Checklist
01/01/2015 RESPA Escrow Waiver Agreement Form
01/01/2015 Risk-Based Pricing Notice Procedures
01/01/2015 Risk-Based Pricing Summary – Exhibit 1
01/01/2015 Risk-Based Pricing Summary – Exhibit 2
01/01/2015 Sample Appraisal Engagement Letter
01/01/2015 Sample Appraisal Engagement Letter FDIC
01/01/2015 Sample Notice to a Cosigner
01/01/2015 SBA Loan Checklist
01/01/2015 Statistical Sampling Calculator (for Auditing Purposes)
01/01/2015 Summary of your Rights under the Fair Credit Reporting Act (FCRA)
01/01/2015 TILA Open-End Disclosure Checklist
01/01/2015 TILA Threshold Summary
01/01/2015 Uniform Commercial Code (UCC) Secured Transactions Quick Reference Guide
01/01/2015 HOEPA Weekly Rates (Link)
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