Compliance Risk Management Webinar PowerPoint
Updated 01/02/2015
This webinar is a comprehensive training on compliance risk management. The introduction touches on creating a risk based program as well as the individual roles of the Board, Senior Management, and personnel in maintaining a successful compliance program. The webinar continues as it talks about the specific requirements of the Compliance Officer or other responsible party including their responsibility as it pertains to deciphering new and changing regulations. The requirements of the written program are used as a transition into the largest piece of the webinar, the Compliance Risk Assessment. The risk assessment section explains what the regulators are looking for in an overall compliance risk assessment including measurements of risk and risk indicators. The webinar closes with five minute sections on independent testing, training, coordinating exams, and Board reporting. This webinar is approved for 1.25 CRCM credit.
Members Can Download This Tool
Login to Download
Not Yet a Member?
Our members enjoy:
On-demand regulatory guidance hotline – by chat, phone and email – available from anywhere, on any device – 7 am - 6 pm, M-F, Central time
Research time saved daily & weekly across forms, checklists, and trainings — for every regulation
Hours of form-building and branding of bank documents saved; in some cases, even the budget of additional staff
A sounding board for support and reassessment when institutional goals or the regulatory environment changes
Access to attorneys and compliance specialists for risk modelling and decision-making in advance of large business decisions
The knowledge that C/A was created and owned by 30 State Bankers Association to provide bank compliance services to their membership organizations
Find out how a personalized team of attorneys and compliance professionals helps build targeted compliance strategies throughout your institution when you take our Live Membership Demo.