Compliance Risk Management Webinar PowerPoint

Updated 01/02/2015

This webinar is a comprehensive training on compliance risk management. The introduction touches on creating a risk based program as well as the individual roles of the Board, Senior Management, and personnel in maintaining a successful compliance program. The webinar continues as it talks about the specific requirements of the Compliance Officer or other responsible party including their responsibility as it pertains to deciphering new and changing regulations. The requirements of the written program are used as a transition into the largest piece of the webinar, the Compliance Risk Assessment. The risk assessment section explains what the regulators are looking for in an overall compliance risk assessment including measurements of risk and risk indicators. The webinar closes with five minute sections on independent testing, training, coordinating exams, and Board reporting. This webinar is approved for 1.25 CRCM credit.

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