Date posted: 07/21/2017
Facebook, Snapchat, Instagram & Twitter — On this week's Compliance Minute, Silvia Garcia Maggio discusses frequently asked hotline questions relating to social media, compliance regulations, and advertising.
Date posted: 06/23/2017
On this week's C/A Minute, Silvia Garcia Maggio discusses the basics of Regulation W including who is considered an affiliate and the requirements of 23a and 23b of the Federal Reserve Act.
Date posted: 05/19/2017
On this week's Compliance Minute, Silvia Garcia Maggio discusses who needs to sign what, where and when. We're looking at Regulation B's Joint Intent Requirement and Required Signature Allowances.