B2B: Regulation O-Lending to Insiders

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CE Credits:  CRCM 1.25

Description: This webinar will provide an overview of the Regulation O requirements. It will discuss the lending limits to insiders and the additional restrictions on lending to executive officers of the bank. It would also address how the PPP affects the regulation O lending limits.

3 Key Take-aways:

– Learn about who is considered an insider for Regulation O purposes
– Learn about the lending limits and procedures when making loans to insiders including monitoring the extensions of credit
– Learn about how the PPP affects insider lending limits

People who should attend: Branch Staff, Lending Staff, and Compliance Officer and Compliance Staff, Staff addressing and responding to loan requests from insiders.

Presenter: Kevin Kim, Associate General Counsel

Kevin Kim serves as Associate General Counsel for Compliance Alliance, joining Compliance Alliance after graduating from the Benjamin N. Cardozo School of Law in 2019. Kevin serves our members as one of our hotline advisers where he guides our members and writes articles for our weekly and monthly publications.

Before C/A, he worked at Galaxy Digital and Refinitiv (formerly Thomson Reuters Financial and Risk) as a law clerk. He also opened a cryptocurrency mining farm, and founded an after-school program business in his native New York City. His unique experience and outlook have brought an invaluable new dimension to our group.