Account Opening Requirements Webinar

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CE Credits:  1.25 CRCM

Description: This webinar will be an overview of account opening regulatory requirements including but not limited to Reg DD, Reg CC, Reg GG, Reg E, and E-sign. It will discuss account opening expectations for LLC’s and other business accounts, minor accounts, online accounts, and regular personal accounts. We will cover the do’s, the don’ts and best practices when opening new accounts at your institutions. Can we open this account? What documentation should be collected? What identification and documentation is acceptable? Join us and find out!

Suggested Audience: Branch Staff, Account Opening Staff, and Compliance Officer/Staff.

Presenter: Julia A. Gutierrez, Compliance Officer

Julia A. Gutierrez brings years of financial industry experience to the Compliance Alliance team. She began her career in banking in 2000 while receiving her Bachelor of Business Administration degree in Finance from the University of Alabama. Julia has served as a Risk Management and BSA Officer, assisted in the development of an enterprise wide risk management and compliance program for a de novo institution, assisted in the compliance remediation efforts for an institution referred to the DOJ, and was a Senior Compliance Advisor for a large regulatory compliance consulting firm. In addition to her experience in the financial industry, Julia also serves as a commissioned officer in the United States Army Reserves.

As a Compliance Officer with Compliance Alliance, Julia works in the Education Department where she is a presenter for compliance training, seminars, workshops and conferences nationwide. She also assists with policy and document reviews, research and development of new training material, and product development.