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CE Credits: 1.25 CRCM
Description: The training webinar begins with a broad overview of the loan officer compensation rules including the scope of the rule, the definition of a loan originator, and general limits on compensation. After the introduction and overview, the training narrows its focus to a review of prohibited compensation practices. The training will also address bonus plans that may violate the rule, addressing common issues with bonus plans, and providing examples of permissible incentive plans.
People who should attend: Expected attendees include compliance officers, loan officers, and senior management.
Presenter: Roger K. Morris, JD
Roger Morris serves C/A as a Associate General Counsel. Roger brings a combination of unique experiences to C/A that he uses to provide guidance on a wide variety of regulatory and compliance issues. Prior to C/A, he worked for one of the largest law firms in the south central United States based in its Lexington, KY office where he was a member of the firm’s Real Estate and Lending Team. In that role he concentrated his practice on commercial lending transactions and the sale, acquisition, leasing, and development of commercial property. Roger also counseled clients on banking law, estate planning, estate and trust administration, and general business matters.
Roger graduated from the University of Kentucky College of Law where he served as Managing Articles Editor of the Kentucky Law Journal, the state’s premier law publication. During law school he worked for the Kentucky Personnel Cabinet where he worked on a variety of compliance and policy issues. He also graduated summa cum laude from the University of Kentucky with a Bachelor of Arts in Economics.