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CE Credits: 1.25 CRCM
Description: This webinar will be an overview of account opening regulatory requirements including but not limited to Reg DD, Reg CC, Reg GG, Reg E, and E-sign. It will discuss account opening expectations for LLC’s and other business accounts, minor accounts, online accounts, and regular personal accounts.
3 Key Take-aways:
– Learn the compliance requirements when opening new accounts
– Hear about best practices when opening new accounts at your institutions
– Understand acceptable documentation collection practices
People who should attend: Branch Staff, Account Opening Staff, and Compliance Officer/Staff.
Presenter: Elizabeth K. Madlem, Vice President of Compliance Operations and Deputy General Counsel
Elizabeth is the Vice President of Compliance Operations and Deputy General Counsel at Compliance Alliance. In the past, she served as both the Operations Compliance Manager and Enterprise Risk Manager for Washington Federal Bank, a $16 billion dollar organization headquartered in Seattle, WA. She has industry expertise and real-world solutions surrounding bank-enterprise initiatives and knowledge of contract law and bank regulatory compliance. An attorney since 2010, Elizabeth was a Summa Cum Laude, Phi Beta Kappa, Delta Epsilon Sigma graduate of Saint Michael’s College in Burlington, VT, and a Juris Doctor from Valparaiso University School of Law in Indiana.
As the Vice President of Compliance Operations, Elizabeth will be overseeing C/A’s day-to-day operations of the Hotline, as well as leading our Education initiatives. Elizabeth plays an important part in all operational areas of C/A.