Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

Dear Members,

Today, December 25, 2025, our office will be closed to celebrate the holiday with our families.

During this time, feel free to browse our library of training videos and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. We wish all of you a safe holiday.

— The Compliance Alliance Team