Audit & Internal Monitoring

Last Updated Tool Name
11/07/2023 Homeownership Counseling Act Audit Worksheet
09/20/2023 Internal and External Audit Risk Assessment
08/24/2023 New, Modified, or Expanded Product/Service Risk Assessment
08/22/2023 Model Governance Policy
08/17/2023 Loan Originator Compensation Audit Worksheet
07/19/2023 Consumer Installment Loan Checklist
07/05/2023 HELOC Loan File Audit Worksheet
10/25/2022 DDA Charge-off Letter Template
10/25/2022 Cash and Due from Bank Audit Worksheet
09/06/2022 Loan File Audit Checklist
08/25/2022 Branch LPO Comparison Cheat Sheet
09/08/2021 FDIC Proposes Rule to Amend Guidelines for Real Estate Lending Standards
12/02/2020 FDIC Proposed Rule Summary: Temporary Deposit Insurance Assessment Effects of Optional Regulatory Capital Transitions
11/23/2020 FFIEC APR Tool (Link)
11/23/2020 FFIEC APY Tool (Link)
11/10/2020 FDIC IDI Auditing and Reporting Requirements Interim Final Rule Summary
07/30/2020 OCC Activities and Operations of National Banks and Federal Savings Associations Summary
08/01/2018 Purchased and Brokered Loans Risk Assessment
01/01/2015 Audit Ratings Guidance Summary
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