Compliance Hub designed this stand-alone program specifically to assist and support wealth management divisions and stand-alone money managers with their regulatory compliance needs.
Trust Tools produce real results across your entire team—by guiding your processes better—from training in order to understand the regulations better, to providing actual policies, worksheets and forms, to providing a live hotline chat feature. We’re the guide you need.
Created in-house by our experts, each and every tool saves you hundreds of hours a year researching regulations, sourcing opinions and risk models, form types and styles, and building proprietary policy forms.
These are just some of the Wealth Management & Trust Tools that are part of the program:
Compliance Hub’s Trust Tools for Compliance
- Trust Policy Manual
- Trust & Wealth Management Risk Assessment
- Trust Agreement Summary Form
- Trust and Estate Account CIP Worksheet
- Wealth Management Policy
- Mortgage Origination Audit Worksheet
- Consumer Real Estate Loan Audit Worksheet
- Non Real Estate Loan File Audit Worksheet
- Fair Housing Act Appraisal Audit Worksheet
- Loan File Audit Checklist
- Adverse Action Review Checklist for Deposit Accounts
- CRA Public File Audit Worksheet
- Purchased and Brokered Loans Risk Assessment
- Purchased and Brokered Loans Risk Internal Control Checklist
- Private Banking Due Diligence Program Audit Worksheet
- Liquidity Risk Management Audit Worksheet
- ACH Debit Worksheet
- Fair Debt Collection Practices Act Audit Worksheet
- Overdraft Protection Link Authorization Form
- Overdraft Program Risk Assessment Audit Worksheet
- Requirements for Banks Over Certain Thresholds–Audit and CRA
- Flood Disaster Protection Act Audit Worksheet
- Interest Rate Risk Audit Worksheet
- Truth in Lending Audit Worksheet
- Private: Regulation CC Holds Calculator
- DDA Charge-off Letter Template
- Cash and Due from Bank Audit Worksheet
- Work from Home Risk Assessment
- P2P Audit Checklist
- Escrow Account Audit Workpaper
- Commercial Lease Testing Matrix
- Commercial Lease Audit Workpaper
- Night Drop Audit Worksheet
- Account Takeover Audit Worksheet
- Banking Hemp and CBD Products Risk Assessment
- Banking Hemp Business Policy
- Regulation P Audit Worksheet
- Regulation D Audit Worksheet
- Regulation DD Truth in Savings Checklist
- RESPA Audit Worksheet
Many more products and trainings are a part of this innovative program for wealth management and trust institutions. Check with our Membership Team about getting more information, signing up for a demo, or exploring how this Compliance Hub program is right for you. Contact us at (888) 353-3933 or [email protected]