Trust Tool- Trust/Fiduciary Services Affiliate Disclosure
Updated 07/01/2026
This document is intended to disclose relationships and arrangements with affiliated entities that may provide non-deposit products and services in connection with trust and fiduciary services offered on the Bank’s premises, as applicable. Banks should customize this disclosure template as appropriate to align with their business model, relevant networking arrangement agreements, trust services structure, and internal policies. This document is not a substitute for official legal documentation or compliance with applicable securities laws and regulations.
Rule: Federal Deposit Insurance Corporation (FDIC) Trust Examination Manual, Section 10: Other Trust Matters; Office of the Comptroller of the Currency (OCC) Retail Nondespoit Investment Products; Regulation R (12 CFR Part 218 and 17 CFR 247.701); Federal Reserve Compliance Guide to Small Entities, Regulation R; State laws may apply.
Toolkit: Trust
Keywords: Trust and Wealth Management Services, Trust/Fiduciary Services Affiliate Disclosure, Trust and Fiduciary Services Offered by an Affiliate, Networking Arrangements Disclosure, Affiliated Broker-dealer Arrangement(s) Disclosure, Non-deposit Products and Services Offered by an Affiliate
7/1/2026 – Moderate content and formatting revisions made to improve clarity.
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