BSA/AML Compliance Program Audit Worksheet
Updated 06/12/2026
- Tool Name: BSA/AML Compliance Program Audit Worksheet
- Tool Description: This worksheet can be used to audit the scope and content of a bank’s BSA/AML Compliance Program. Note: This worksheet is only focused on the aspects of the BSA/AML Compliance Program, it does not contain specific BSA/AML regulatory requirements.
- Rule or Guidance: FFIEC BSA/AML Manual
- C/A Toolkit: BSA/AML/OFAC Toolkit
- Keywords: Bank Secrecy Act, BSA, Anti-Money Laundering, AML, Internal Controls, Independent Testing, BSA Officer.
6/12/2026 – Note: On May 19, 2026, President Trump issued Executive Order 14406, Restoring Integrity to America’s Financial System. Subsequently, FinCEN, jointly with the FDIC and OCC, issued Joint Advisory FIN-2026-A002 addressing BSA/AML risks associated with non-work-authorized populations, and the CFPB issued its Statement on Ability to Repay and Immigration Status regarding the consideration of immigration status and repayment risk in underwriting decisions. As of this writing, additional guidance regarding related credit-risk management expectations remains pending.
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