BSA/AML/OFAC Overall Risk Assessment

Updated 06/14/2023

This risk assessment will enable the bank to assess its inherent risk and residual risk related to BSA/AML/OFAC regulatory requirements. The following are the key takeaways of the changes:

  1. All new formatting and methodology containing specific risk categories as required under the FFIEC BSA/AML Manual.
  2. There are separate worksheets for BSA/AML and OFAC risk ratings as well as a quantitative analysis tab and an automated rollup of all risk category ratings.



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