Part 221 - Reg U - Credit by Bankers - Purchasing or Carrying Margin Stock

Fulfill Your Regulation U Requirements

Regulation U governs credit extensions for the purpose of buying or carrying margin stock. Limits the amount a bank can lend for the purchase of margin stock. The term “bank” encompasses all banks including mutual savings banks and non-member banks, but excludes savings and loan associations. (12 CFR 221)

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Associated Regulators

Regulatory Guidance