Part 221 – Reg U – Credit by Bankers – Purchasing or Carrying Margin Stock

Fulfill Your Regulation U Requirements

Regulation U governs credit extensions for the purpose of buying or carrying margin stock. Limits the amount a bank can lend for the purchase of margin stock. The term “bank” encompasses all banks including mutual savings banks and non-member banks, but excludes savings and loan associations. (12 CFR 221)

View the regulation

Associated Regulators

Regulatory Guidance