August 15, 2019: OCC Enforcement Actions and Terminations
August 15, 2019 / Source: OCC
NR 2019-92
FOR IMMEDIATE RELEASE
August 15, 2019
Contact: (202) 649-6870
OCC Enforcement Actions and Terminations
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
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Civil Money Penalty Orders |
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No. |
Name/Bank/City |
Date |
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Arkansas |
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Chris Elkins, Simmons First National Bank, Pine Bluff |
7/23/2019 |
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California |
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Daniel Weiss, Rabobank, National Association, Roseville |
7/17/2019 |
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MUFG Union Bank, National Association, San Francisco |
7/29/2019 |
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Delaware |
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Wilmington Savings Fund Society, Federal Savings Bank, Wilmington |
6/13/2019 |
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Louisiana |
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Carroll Green, Beauregard FSB, Deridder |
8/5/2019 |
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Rafeal Webb Stark, Beauregard FSB, Deridder |
8/5/2019 |
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Pennsylvania |
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Scott A. Heintzelman, The Northumberland National Bank, Northumberland |
8/1/2019 |
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Formal Agreements |
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No. |
Name/Bank/City |
Date |
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Kansas |
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The First National Bank of Hope, Hope |
7/17/2019 |
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Michigan |
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Sterling Bank and Trust, FSB, Southfield |
6/18/2019 |
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Notices Filed |
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No. |
Name/Bank/City |
Date |
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Oklahoma |
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William Brian Mulder, Firstar Bank, National Association, Sallisaw |
7/11/2019 |
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Personal Cease and Desist Orders |
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No. |
Name/Bank/City |
Date |
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Arkansas |
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Chris Elkins, Simmons First National Bank, Pine Bluff |
7/23/2019 |
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Removal / Prohibition Orders |
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No. |
Name/Bank/City |
Date |
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California |
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Daniel Weiss, Rabobank, National Association, Roseville |
7/17/2019 |
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New York |
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Lisa Moore, First Niagara Bank, National Association, Buffalo |
7/12/2019 |
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North Carolina |
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Jessica de la Caridad Suarez, Bank of America, National Association, Charlotte |
1/4/2019 |
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Pennsylvania |
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Scott A. Heintzelman, The Northumberland National Bank, Northumberland |
8/1/2019 |
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South Dakota |
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Lisandra Abreu, Wells Fargo Bank, National Association, Sioux Falls |
7/29/2019 |
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