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News ReleaseĀ 2019-151: OCC Enforcement Actions and Terminations

December 19, 2019 / Source: OCC

News Release 2019-151 | December 19, 2019

OCC Enforcement Actions and Terminations

 

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Bank Civil Money Penalty Orders

Action Type

No.

Name/Bank/City

State

Date

Bank Civil Money Penalty Orders

2019-065

Mutual of Omaha Bank, Omaha

Nebraska

11/21/2019

Cease and Desist Orders

Action Type

No.

Name/Bank/City

State

Date

Cease and Desist Orders

2019-066

First National Bank in Fairfield, Fairfield

Iowa

10/21/2019

Formal Agreements

Action Type

No.

Name/Bank/City

State

Date

Formal Agreements

2019-067

The First National Bank of Fleming, Fleming

Colorado

11/22/2019

Notices Filed

Action Type

No.

Name/Bank/City

State

Date

Notices Filed

N19-008

Michael Nowak, JPMorgan Chase Bank, National Association, Columbus

Ohio

11/7/2019

Notices Filed

N19-009

Gregg Smith, JPMorgan Chase Bank, National Association, Columbus

Ohio

11/7/2019

Terminations of Existing Enforcement Actions

Action Type

No.

Type/Bank/City/Old EA#

State

Date

Terminations of Existing Enforcement Actions

2019-068

FA, Loomis FS & LA, Chicago (EA# 2017-048)

Illinois

10/17/2019

Terminations of Existing Enforcement Actions

2019-069

FA, The First National Bank of Scott City, Scott City (EA# 2016-050)

Kansas

11/18/2019

Terminations of Existing Enforcement Actions

2019-070

FA, Gibraltar Bank, Oak Ridge (EA# 2016-023)

New Jersey

12/5/2019