News Release 2019-151: OCC Enforcement Actions and Terminations
December 19, 2019 / Source: OCC
News Release 2019-151 | December 19, 2019
OCC Enforcement Actions and Terminations
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Bank Civil Money Penalty Orders
|
Action Type |
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|---|
|
Bank Civil Money Penalty Orders |
Mutual of Omaha Bank, Omaha |
Nebraska |
11/21/2019 |
Cease and Desist Orders
|
Action Type |
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|---|
|
Cease and Desist Orders |
First National Bank in Fairfield, Fairfield |
Iowa |
10/21/2019 |
Formal Agreements
|
Action Type |
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|---|
|
Formal Agreements |
The First National Bank of Fleming, Fleming |
Colorado |
11/22/2019 |
Notices Filed
|
Action Type |
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|---|
|
Notices Filed |
Michael Nowak, JPMorgan Chase Bank, National Association, Columbus |
Ohio |
11/7/2019 |
|
|
Notices Filed |
Gregg Smith, JPMorgan Chase Bank, National Association, Columbus |
Ohio |
11/7/2019 |
Terminations of Existing Enforcement Actions
|
Action Type |
No. |
Type/Bank/City/Old EA# |
State |
Date |
|---|---|---|---|---|
|
Terminations of Existing Enforcement Actions |
FA, Loomis FS & LA, Chicago (EA# 2017-048) |
Illinois |
10/17/2019 |
|
|
Terminations of Existing Enforcement Actions |
FA, The First National Bank of Scott City, Scott City (EA# 2016-050) |
Kansas |
11/18/2019 |
|
|
Terminations of Existing Enforcement Actions |
FA, Gibraltar Bank, Oak Ridge (EA# 2016-023) |
New Jersey |
12/5/2019 |