News Release 2020-20 : OCC Enforcement Actions and Terminations
February 20, 2020 / Source: OCC
News Release 2020-20 | February 20, 2020
OCC Enforcement Actions and Terminations
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
M.Y. Safra Bank, FSB, New York |
New York |
1/30/2020 |
Bank Civil Money Penalty Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Citibank, N.A., Sioux Falls |
South Dakota |
1/17/2020 |
Civil Money Penalty Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/21/2020 |
|
|
Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/8/2020 |
|
|
John Stumpf, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/22/2020 |
Notices Filed
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Christopher Sangster, South Central Bank, National Association, Chicago |
Illinois |
2/6/2020 |
|
|
Jeffrey Ruffo, JPMorgan Chase Bank, National Association, Columbus |
Ohio |
1/8/2020 |
|
|
Carrie Tolstedt, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/23/2020 |
|
|
Claudia Russ Anderson, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/23/2020 |
|
|
James Strother, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/23/2020 |
|
|
David Julian, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/23/2020 |
|
|
Paul McLinko, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/23/2020 |
Personal Cease and Desist Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/21/2020 |
|
|
Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/8/2020 |
Removal / Prohibition Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Delia Ortega, CIT Bank, National Association, Pasadena |
California |
12/13/2019 |
|
|
Napela Erakat, Midland FS & LA, Bridgeview |
Illinois |
12/17/2019 |
|
|
Jamika Jones, U.S. Bank National Association, Cincinnati |
Ohio |
1/28/2020 |
|
|
Rosa L. Solivan, JPMorgan Chase Bank, National Association, Columbus |
Ohio |
1/28/2020 |
|
|
John Stumpf, Wells Fargo Bank, National Association, Sioux Falls |
South Dakota |
1/22/2020 |
Terminations of Existing Enforcement Actions
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
C&D, TCF National Bank, Sioux Falls (EA# 2018-063) |
South Dakota |
12/18/2019 |