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News ReleaseĀ 2020-4: OCC Enforcement Actions and Terminations

January 16, 2020 / Source: OCC

News Release 2020-4 | January 16, 2020

OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Formal Agreements

Action Type

No.

Name/Bank/City

State

Date

Formal Agreements

2019-071

United Trust Bank, Palos Heights

Illinois

12/18/2019

Formal Agreements

2019-072

Texas Citizens Bank, National Association, Pasadena

Texas

12/18/2019

Removal / Prohibition Orders

Action Type

No.

Name/Bank/City

State

Date

Removal / Prohibition Orders

2019-073

Walter F. Mills, Santander Bank, National Association, Wilmington

Delaware

12/13/2019

Terminations of Existing Enforcement Actions

Action Type

No.

Type/Bank/City/Old EA#

State

Date

Terminations of Existing Enforcement Actions

2019-074

C&D, United Trust Bank, Palos Heights (EA# 2012-185)

Illinois

12/18/2019

Terminations of Existing Enforcement Actions

2019-075

FA, First Community National Bank, Cuba (EA# 2016-022)

Missouri

12/5/2019

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