OCC Enforcement Actions and Terminations for January 2019
January 18, 2019 / Source: OCC
NR 2019-6
FOR IMMEDIATE RELEASE
January 18, 2019
Contact: (202) 649-6870
OCC Enforcement Actions and Terminations for January 2019
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Civil Money Penalty Orders |
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No. |
Name/Bank/City |
Date |
Texas |
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David Doepke, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
|
Catherine Francis, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
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Jolanda Ingram, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
|
Richard Pedersen, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
|
Rick Skates, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
|
Robert Sloan, First Citizens Bank of Polson, National Association, Polson |
12/13/2018 |
Formal Agreements |
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No. |
Name/Bank/City |
Date |
California |
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Beacon Business Bank, National Association, San Francisco |
12/31/2018 |
Removal / Prohibition Orders |
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No. |
Name/Bank/City |
Date |
Connecticut |
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Stephen Carbonella, Webster Bank, National Association, Waterbury |
12/14/2018 |
|
Nebraska |
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Hunter J. Pabian, Security National Bank of Omaha, Omaha |
12/11/2018 |
|
South Dakota |
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Javier Juarez, Wells Fargo Bank, National Association, Sioux Falls |
12/18/2018 |
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