OCC Enforcement Actions and Terminations November 2020
November 19, 2020 / Source: OCC
News Release 2020-154
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Bank Civil Money Penalty Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
First Abu Dhabi Bank USA N.V., Washington |
District of Columbia |
10/9/2020 |
Civil Money Penalty Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Alfonso Carney, Jr., City National Bank of New Jersey, Newark |
New Jersey |
9/15/2020 |
|
|
David Monegro, City National Bank of New Jersey, Newark |
New Jersey |
10/13/2020 |
|
|
William Brian Mulder, Firstar Bank, National Association, Sallisaw |
Oklahoma |
9/3/2020 |
|
|
David Galloni, cfsbank, Charleroi |
Pennsylvania |
10/13/2020 |
Formal Agreements
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
Business Bank of Texas, National Association, Austin |
Texas |
10/5/2020 |
Personal Cease and Desist Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
William Brian Mulder, Firstar Bank, National Association, Sallisaw |
Oklahoma |
9/3/2020 |
|
|
David Galloni, cfsbank, Charleroi |
Pennsylvania |
10/13/2020 |
Removal / Prohibition Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
David Monegro, City National Bank of New Jersey, Newark |
New Jersey |
10/13/2020 |
|
|
William Brian Mulder, Firstar Bank, National Association, Sallisaw |
Oklahoma |
9/3/2020 |
Restitution Orders
|
No. |
Name/Bank/City |
State |
Date |
|---|---|---|---|
|
William Brian Mulder, Firstar Bank, National Association, Sallisaw |
Oklahoma |
9/3/2020 |
Terminations of Existing Enforcement Actions
|
No. |
Name/Bank/City/Old EA# |
State |
Date |
|---|---|---|---|
|
C&D, First Abu Dhabi Bank USA N.V., Washington (EA# 2017-14) |
District of Columbia |
10/9/2020 |
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