OCC Hosts Compliance and Operational Risk Workshops in Santa Ana

August 30, 2023 / Source: OCC

WASHINGTON — The Office of the Comptroller of the Currency (OCC) will host two workshops in Santa Ana, California, on October 3-4 for directors, senior management, and other key executives of national community banks and federal savings associations.

The Compliance Risk: Understanding the Rules workshop on October 3 focuses on the critical elements of an effective compliance risk management program. Participants will review major compliance risks and critical regulations, identify compliance red flags, and learn about common OCC examination findings related to compliance risk.

The Operational Risk: Navigating Rapid Changes workshop on October 4 covers key risk management processes, oversight roles and governance responsibilities, fraud, risk-based audit programs, third-party vendor oversight, establishing a strong ethical culture, and regulatory expectations to address cyber threats.

The fee for each workshop is $99. Participants receive course materials, supervisory materials, and lunch.

To register online and view the schedule and locations of other workshops, visit the OCC’s website. For additional questions about the workshops, please contact the OCC Bank Director Workshop Team at (202) 649-6490 or [email protected].