CA vs. Bank Compliance Consultants

Bank compliance services – The difference between C/A and Bank Consultants


Bank services that use compliance consultants can help improve specific areas at your bank. They take a snapshot of your current policies and procedures and provide advice on areas for improvement. Most will even be available for follow up questions or future training. Of course, all of this is provided for a fee – each and every time they are contacted.

At Compliance Alliance, we’ve built an entirely different model of bank compliance services—we do not nickel and dime our customers. All of our resources are provided at one flat, yearly rate. Call, email or chat with our attorneys or compliance specialists–at any time–without worrying about add-on fees.

Do you need to write a policy and don’t know where to start? We have more than 130 policies available, spanning everything from deposit operations, to lending, marketing or advertising. If you already have a policy, we will review it for you. All these services are included in your membership, so you don’t have to worry about surprise bills at the end of the month.

Scope of Services

Compliance consulting, like other bank compliance services, also tends to have a limited scope of work. Usually, consultants will only look at a specific aspect of your bank, such as fair lending or deposit operations. The tools and services we provide cover all aspects of banking. No matter what your issue is, Compliance Alliance has you covered under its umbrella.

Consultants also tend to charge high fee rates, so banks typically limit contact with consultants to a select few employees at the bank. The consultant’s advice is provided to management, which then needs to filter down to employees who are likely to face these issues. Because of their high fees, compliance officers hesitate to ask simple questions that may have a quick answer. Instead, they spend hours researching regulations in order to avoid another hour on their consulting bill.

At Compliance Alliance, our services are available to any employee of your financial institution. From the teller to the CEO, everyone has access to our experienced, knowledgeable staff to help you navigate compliance issues within every department at your bank. No question is too small or too complex, and you will receive a prompt answer without fear of an inflated cost at the end of the month.

See the Difference?

When looking for compliance advice, Compliance Alliance provides services at rates beyond compare. Without hesitation, we will be by your side to help you through any of your compliance needs. Now, let’s look at our downloadable, completely editable, tool library – C/A bank compliance services

Become a Member