Bank Advertising Compliance Summaries

Advertising has become one of the more complex compliance concerns at financial institutions, as every marketing piece, disclosure, electronic posting are being scrutinized by the regulatory agencies. We give you a suite of reliable, straight-forward resources to ensure you and your staff not only stay current, but ahead of the curve when it comes to all areas considered under the umbrella of advertising. Key tools include policies, procedures, checklists, risk assessments, worksheets, training tools and much more.

Last Updated Tool Name
04/18/2024 Summary of the FDIC Official Signs and Advertising Requirements, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo
12/28/2023 Advertising Regulations Summary
05/13/2021 False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo Proposed Rule Summary
09/28/2020 Notice of Proposed Rulemaking (FTC) Affiliate Marketing Rule
06/29/2020 OCC Digital Activities Advance Notice of Proposed Rulemaking Summary
06/24/2020 Regulation AA Unfair, or Deceptive Acts or Practices (UDAP) Summary
01/01/2015 Social Media Consumer Risk Management Summary