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Bank Risk Management and Audit Summaries

Last Updated Tool Name
01/22/2021 Ability to Repay and Qualified Mortgage Rule Summary
12/02/2020 FDIC Proposed Rule Summary: Temporary Deposit Insurance Assessment Effects of Optional Regulatory Capital Transitions
08/24/2020 FDIC Proposed Rule on Modernizing Brokered Deposit Restrictions
08/12/2020 Volcker Rule Amendments Final Rule Summary
07/30/2020 OCC Activities and Operations of National Banks and Federal Savings Associations Summary
07/01/2020 Military Lending Act Interpretive Rule 2020 Summary
06/29/2020 OCC Digital Activities Advance Notice of Proposed Rulemaking Summary
01/02/2020 Agriculture Improvement Act of 2018 (“2018 Farm Bill”) Summary
02/28/2017 Uniform Interagency Consumer Compliance Rating System Summary
06/24/2016 Beneficial Owner Summary
05/02/2016 Same-Day ACH Summary
01/29/2016 FAST Act Summary
01/01/2015 Risk Management Summary
01/01/2015 FinCEN Proposed Rule Summary
01/01/2015 Audit Ratings Guidance Summary
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Holiday Closure — November 11, 2026

Dear Members,

Today, November 11, 2026, the Compliance Alliance offices are closed but we will have a limited staff on our Hotline from 7 am – 4 pm Central.

During this time, continue to browse our library of training videos and tools — and time permitting, catch up on all our exciting guests on the Banking Matters podcast.
If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. We wish all of you a safe holiday.
— The Compliance Alliance Team