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Board of Directors and Executive Officers Forms

Last Updated Tool Name
01/16/2026 Audit Committee Independence Questionnaire
01/01/2025 Board Resolution to Establish Mergers and Acquisitions Committee
01/01/2025 Board Resolution to Appoint Advisory Director
01/01/2025 Oath of the Bank Board Advisory Member Form
01/01/2025 Annual Acknowledgement of Code of Conduct Policy
01/01/2025 Joint Oath of Bank Directors Form
01/01/2025 Oath of the Bank Director Form
01/01/2025 Regulation O Annual Report of Credit Secured by Bank Stock
01/01/2025 Executive Personal Profile Form
06/21/2024 Compliance Committee Charter
02/27/2024 Board Reporting Template
01/01/2024 Regulation O Annual Survey
12/19/2023 Asset & Liability Management (ALCO) Committee Charter

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Compliance Alliance

The federal banking compliance advisory service owned by 38 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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C/A Offices Closed — August 13-14, 2026

Dear Members,  

The Compliance Alliance offices will be closed for our annual employee training on Thursday, August 13, 2026 and Friday, August 14, 2026.  

Tomorrow (August 13) we will have Hotline coverage from 7 am – 12 pm CDT.  

During this time, feel free to browse our library of Compliance Minutes and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. Thank you for your membership and we wish you a wonderful week. 

–  The Compliance Alliance Team