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Human Resources

Last Updated Tool Name
01/09/2026 Fair Hiring in Banking Summary
10/10/2025 Summary of Restoring Equality of Opportunity and Meritocracy Executive Order
07/17/2025 SAFE Act Audit Worksheet
01/21/2025 Diversity Training Template
01/21/2025 Diversity and Inclusion Policy
01/21/2025 Diversity Self-Assessment
01/21/2025 Assessing Diversity Policies and Practices Summary – Final Rule
01/01/2025 Employee Internet Access Policy
01/01/2025 SAFE Act Policy
01/01/2025 Tablet Device Use Agreement
01/01/2025 Tablet Device Policy
01/01/2025 Bank Bribery Act Security Officer Flowchart
01/01/2025 Mobile Phone Policy
01/01/2025 Pandemic Planning Policy
01/01/2025 Electronic Mail Policy
01/01/2025 Employee Photo Release
01/01/2025 Executive Personal Profile Form
01/01/2025 Bring Your Own Device Policy
01/01/2025 Bank-Owned Vehicle Use Policy
01/01/2025 Human Resources Job Posting Checklist
10/21/2024 Compliance Management System (CMS) Job Description Templates
01/01/2024 Board of Directors Code of Ethics & Conflict of Interest Policy
01/01/2024 Social Media Policy
01/01/2024 Regulation O Examination Worksheet
01/01/2024 Bank Bribery Act Procedures
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  • Our Services

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    • Cyber Institute
  • Tools

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    • Toolkits
  • Laws & Regulations

    • Federal Banking Regulations
    • Federal Banking Regulators
    • State Banking Regulations
    • Guidance Portals
  • Media Center

    • Regulation & Events Calendar
    • Daily News
    • Weekly Updates
    • Magazine Archive
    • Banking Matters Podcast
Compliance Alliance

The federal banking compliance advisory service owned by 38 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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Holiday Closure — January 19, 2026

Dear Members,

On Monday, January 19, 2026, the Compliance Alliance offices are closed but we will have a limited staff on our Hotline from 7 am – 4 pm Central. 

During this time, feel free to browse our library of training videos and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. Thank you for your membership and we wish you a wonderful week.

— The Compliance Alliance Team