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  • New Accounts - Consumer

New Accounts – Consumer

Last Updated Tool Name
01/01/2024 E-Sign Act Policy
01/01/2024 Garnishment of Accounts Containing Federal Benefit Payments Policy
01/01/2024 Regulation E Error Resolution Verbal Intake Worksheet
01/01/2024 Instant Issue Debit Card Policy
01/01/2024 IOLTA Cheat Sheet
01/01/2024 Mobile Banking Policy
01/01/2024 Power of Attorney Cheat Sheet
01/01/2024 Stop Payment Procedures
01/01/2024 UTMA Accounts Cheat Sheet
01/01/2024 Guardianship Accounts Cheat Sheet
01/01/2024 BSA Sale of Monetary Instruments Procedures (Cash Purchase)
01/01/2024 POD Account Cheat Sheet
01/01/2024 Garnishment of Accounts Containing Federal Benefit Payments Flowchart
01/01/2024 Night Depository Agreement
01/01/2024 Escrow Account Cheat Sheet
01/01/2024 Affidavit of Identity
01/01/2024 Individual Customer CIP Checklist and Risk Profile
01/01/2024 ACH Direct Deposit Authorization Form
01/01/2024 Campaign Accounts Cheat Sheet
01/01/2024 Customer Identification Program Identity Verification Cheat Sheet
01/01/2024 GLBA Procedures
01/01/2024 Representative Payee Accounts Cheat Sheet
01/01/2024 Electronic Statement Disclosure Agreement Form
01/01/2024 Acceptable Use for E-Sign Internet Banking Program Cheat Sheet
01/01/2024 Non-Deposit Investment Sales Policy
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  • Find a Tool Overview

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    • Federal Banking Regulators
    • State Banking Regulations
    • Regulations Guidance
  • News & Events

    • News & Events Overview
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Compliance Alliance

The all-inclusive federal banking compliance advisory service owned by 34 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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Holiday Closure — June 19, 2025

Dear Members, 

On Thursday, June 19, 2025, the Compliance Alliance offices will be closed in observance of Juneteenth National Independence Day

During this time, feel free to browse our library of training videos and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. Thank you for your membership and we wish you a wonderful week.

— The Compliance Alliance Team