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Vendor Management

Last Updated Tool Name
02/19/2025 Fintech Due Diligence Risk Assessment
01/21/2025 Diversity and Inclusion Policy
01/01/2025 Third-Party Service Provider Contract Checklist
01/01/2025 Vendor Management Privacy Questionnaire
01/01/2025 Third-Party Risk Management Program Review Audit Checklist
10/08/2024 Summary of CFP Circular 2024-03 -“Unlawful and Unenforceable Contract Terms and Conditions”
10/04/2024 Adverse Media Screening (Negative News) ZIP file
01/01/2024 Confidentiality Agreement
01/01/2024 Vendor Management Review Checklist
09/22/2023 Summary of Interagency Guidance on Third-Party Relationships: Risk Management
08/11/2023 Proposed Interagency Guidance on Reconsiderations of Value of Residential Real Estate Valuations Summary
08/03/2023 General Vendor Management Risk Assessment
02/22/2023 Vendor Management Program Policy
08/08/2022 Peer to Peer Program Risk Assessment
08/04/2022 PCI DSS Compliance Risk Assessment
10/21/2021 Proposed Interagency Guidance on Third-Party Relationships: Risk Management
01/02/2015 Vendor Management Relationship Review Worksheet
  • About Us

    • About Us Overview
    • Staff
    • History
    • Contact Us
  • Find a Tool Overview

    • Find a Tool Overview
    • Toolkits
  • Our Services

    • Our Services Overview
  • Laws & Regulations

    • Laws & Regulations Overview
    • Federal Banking Regulations
    • Federal Banking Regulators
    • State Banking Regulations
    • Regulations Guidance
  • News & Events

    • News & Events Overview
    • Calendar
    • News
    • Newsletters
    • Magazine Archive
Compliance Alliance

The all-inclusive federal banking compliance advisory service owned by 34 State Bankers Associations – staffed with attorneys, former auditors and compliance specialists; all with community banking experience and the know-how to keep your team’s knowledge fresh in the ever-changing regulatory landscape.

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Holiday Closure — May 26, 2025

Dear Members, 

On Monday, May 26, 2025, the Compliance Alliance offices will be closed for the Memorial Day Holiday.

During this time, feel free to browse our library of training videos and tools. If you have any questions or other inquiries, please feel free to submit them and we will take care of them as soon as we return. Thank you for your membership and we wish you a wonderful week.

— The Compliance Alliance Team