BSA/AML/OFAC Regulatory Requirements Audit Worksheet
Updated 01/01/2025
- Tool Name: BSA/AML/OFAC Regulatory Requirements Audit Worksheet
- Tool Description: This worksheet will enable the bank to audit its current BSA/AML/OFAC Compliance Program to ensure that it has sufficient policies, procedures and controls in place to remain in compliance with regulatory requirements as found in the FFIEC BSA/AML Manual.
- Rule or Guidance: FFIEC BSA/AML Manual
- C/A Toolkit: BSA/AML/OFAC Toolkit
- Keywords: Bank Secrecy Act, BSA, Anti-Money Laundering, AML, Internal Controls, Independent Testing, BSA Officer, Office of Foreign Assets Control, OFAC, Customer Identification Program, CIP, Customer Due Diligence, CDD, Beneficial Ownership, SAR, CTR.
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