BSA/AML/OFAC Regulatory Requirements Audit Worksheet
Updated 04/02/2026
This worksheet will enable the bank to audit its current BSA/AML/OFAC Compliance Program to ensure that it has sufficient policies, procedures and controls in place to remain in compliance with regulatory requirements as found in the FFIEC BSA/AML Manual.
Rule: FFIEC BSA/AML Manual
Toolkit: BSA AML OFAC, Audit & Internal Monitoring
Keywords: Bank Secrecy Act, BSA, Anti-Money Laundering, AML, Internal Controls, Independent Testing, BSA Officer, Office of Foreign Assets Control, OFAC, Customer Identification Program, CIP, Customer Due Diligence, CDD, Beneficial Ownership, SAR, CTR.
4/2/2026 – Updated to add note referencing FinCEN Exceptive Relief (FIN-2026-R001), issued February 13, 2026.
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