Trust Tool- Employee Benefit Account Administrative Review Form
Updated 06/26/2026
This document is a sample form that may be used to conduct an administrative review of an employee benefit account. The bank may modify this format as necessary to align with the policies, procedures, and operational practices of its Trust and/or Wealth Management departments. This document is not a substitute for official legal documentation.
Rule: Federal Deposit Insurance Corporation (FDIC) Trust Examination Manual (Section 1: Management; Operations, Controls and Auditing and Section 5: Compliance/Account Administration – Employee Benefit Accounts); Office of the Comptroller of the Currency (OCC) Record keeping 12 CFR 9.8 and 12 CFR 150.420; Employee Retirement Income Security Act (ERISA) (Part 4 of Title I); State laws may apply.
Toolkit: Trust
Keywords: Trust Account, Trust Account Administration, Employee Benefit Account Administrative Review, Employee Benefit Account, Employee Benefit Account Review Form, Employee Benefit Account Administrative Review Form
6/26/2026 – Moderate content and formatting revisions made to improve clarity.
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