Bank Compliance Training Video Library

Compliance Minute videos are short bank compliance training videos in a library of consumer and banking regulations topics. Banking compliance professional instruction are supplemented by these compliance training videos and a comprehensive collection of bank compliance tools and products. Hosted by Deputy General Counsel and V. P. of Compliance Operations, Victoria Stephen, the C/A video series includes; banking policies for every department and function, and by compliance and regulatory requirements, bank disclosure requirements and compliance best practices. 

Part of the comprehensive online training resources developed by Compliance Alliance's attorneys and compliance experts, C/A's online training videos support your financial institution at every level – Members have open access to these compliance teaching modules, while non-members must check back periodically to view Featured Videos. 

To understand the depth and breadth of the C/A resources, we invite you to browse this list of more than 1700 helpful compliance checklists, policies, procedures and regulations, click on this link.

Featured Video

  • Member-Only Access

    Refinances vs. Modifications, Part Two

    Date posted: 01/07/2020
    In this C/A bank compliance training video, Victoria E. Stephen continues the discussion about refinances and modifications, focusing on the many exceptions to the general rule.

  • Member-Only Access

    Refinances vs. Modifications, Part One

    Date posted: 12/11/2019
    In this C/A bank compliance training video, Victoria E. Stephen discusses Part One of refinances, modifications, and how to differentiate the two.

  • Member-Only Access

    CRA Outside The Box | CA

    Date posted: 11/15/2019
    In this C/A bank compliance training video, Silvia Garcia Maggio talks about some more innovative approaches to getting Community Development credit for CRA.

  • Member-Only Access

    Branch Closings | CA

    Date posted: 10/18/2019
    In this bank compliance online training video, Sarah E. Sauceda discusses what is needed when the bank needs to close a branch.

  • Member-Only Access

    Consumer Complaint | CA

    Date posted: 09/27/2019
    In this week's Compliance Minute, Sarah E. Sauceda discusses best practices and frequently asked questions related to consumer complaint program management.

  • Member-Only Access

    Consumer Protection in Sales of Insurance | CA

    Date posted: 09/13/2019
    In this C/A Minute bank compliance training video, Sarah E. Sauceda goes Back to Basics on the requirements of the Consumer Protection in Sales of Insurance Act.

  • Member-Only Access

    Policy Writing | CA

    Date posted: 08/27/2019
    In this C/A Minute bank compliance training video with Silvia Garcia Maggio, policy writing and the best practices to include when writing or revising your written program are discussed.

  • Member-Only Access

    Overdraft FAQs | CA

    Date posted: 08/07/2019
    In this bank compliance training video by C/A, Silvia Garcia Maggio discusses where to find overdraft requirements and guidance on best practices for your overdraft programs including Interagency Guidance 70 FR 9127 and FIL 81-2010.

  • Member-Only Access

    Intent to Proceed | CA

    Date posted: 07/24/2019
    In this bank compliance training video by C/A, Victoria E. Stephen addresses some frequently asked questions relating to Reg. Z's Intent to Proceed requirements.

  • Member-Only Access

    Permissible Purpose | CA

    Date posted: 07/09/2019
    In this bank compliance training video from C/A, Victoria E. Stephen explains when permissible purpose is required, and the various options the bank has to establish permissible purpose.

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