Thank you for your interest in our webinars! To access this presentation, please login at the top of the page. If you are not a registered member but are interested in our services, please contact [email protected].
Description: Join us as we provide an overview of the expectations, requirements, and best practices of BSA/AML. We will walk through the main components which make up your BSA/AML program. We will discuss the importance of internal controls, monitoring and other areas which financial institutions are expected to address in order to maintain a compliant program. Whether you are new to BSA or just looking for annual training, this one-hour presentation will touch base on all those key areas of BSA/AML.
People who should attend: Compliance Officer and Supporting Staff, BSA/AML Officer and Supporting Staff, OFAC Officer and Supporting Staff, and other staff involved in the implementation or compliance of BSA/AML.
Presenter: Julia Gutierrez, Compliance Officer
Julia A. Gutierrez brings over 20 years of financial industry experience to the Compliance Alliance team. She began her career in banking in 2000 while receiving her Bachelor of Business Administration degree in Finance from the University of Alabama. Her compliance knowledge and understanding derive from her combined experience in community banks and consulting. Julia has served as a Risk Management and BSA Officer, assisted in the development of an enterprise wide risk management and compliance program for a de novo institution, assisted in the compliance remediation efforts for an institution who was referred to the DOJ, held positions in retail and branch management, and was a Senior Compliance Advisor for a large regulatory compliance consulting firm.
Julia’s role as a Compliance Officer at C/A is working on and refining our document review process and pipeline. She also joins the Hotline from time-to-time where her experience is invaluable as a resource. She also plays a major role in our Education programs and has taught at a large number of seminars and workshops in her tenure at C/A.