Regulatory News

Last Updated Tool Name
02/23/2021 Comment Period: Delayed Effective Date of Independent Contractor Status Under the Fair Labor Standards Act Final Rule
02/23/2021 Effective Date: Final Margin Rule
02/23/2021 Effective Date: Position Limits for Derivatives
02/23/2021 Mandatory Compliance Date: Electronic Trading Risk Principles.
02/23/2021 Comment Period: Amend Rule 144 Holding Period and Form Filings
02/23/2021 Effective Date: Exemption from Definition of “Clearing Agency” for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities
02/22/2021 Effective Date: Disclosure of Payments by Resource Extraction Issuers
02/22/2021 Comment Period: SBA Extends Participation in 8(a) Business Development Program
02/22/2021 Comment Period: PPP Interim Final Rules
02/22/2021 Comment Period: Requiring Additional Records be Made and Retained by Dealers in Foreign Exchange and by Brokers or Dealers in Securities
02/22/2021 Comment Period: Information Collection for Designation of Exempt Person Report
02/22/2021 Comment Period: FinCEN Seeks Comment on Information Collection for Purchases of Certain Bank Instruments.
02/22/2021 Comment Period: FinCEN Extends Comment Period for Proposed Rule Regarding BSA Requirements for Convertible Virtual Currency and Digital Assets
02/22/2021 Comment Period: OCC Seeks Comment on Revision to Stress Testing Template and Documentation Information Collection
02/22/2021 Comment Period: OCC Issues Proposed Rule to Modify Requirements for Bank Premises
02/22/2021 Comment Period: FDIC Issues Proposed Rule to Rescind and Remove Transferred OTS Securities Offerings Regulations
02/22/2021 Effective Date: Removal of Transferred OTS Regulations Regarding Prompt Corrective Action Directives and Conforming Amendments to Other Regulations
02/22/2021 Mandatory Compliance Date: Removal of Transferred Office of Thrift Supervision (OTS) Regulations Regarding Nondiscrimination Requirements
02/22/2021 Effective Date: Removal of Transferred Office of Thrift Supervision (OTS) Regulations Regarding Nondiscrimination Requirements
02/22/2021 Effective Date: Removal of Transferred OTS Regulations Regarding Certain Subordinate Organizations of State Savings Associations
02/22/2021 Effective Date: FDIC Issues Final Rules to Rescind and Remove Transferred OTS Regulations.
02/18/2021 Effective Date: FRB Finalizes Regulation D Reserve Requirements
02/18/2021 Effective Date: Final Rule to Tailor Requirements in Capital Plan Rule
02/18/2021 Application Due: CFPB Advisory Committee Members
02/18/2021 Comment Period: Agencies Propose Exemption to SAR Filings Paperwork Reduction Act