Upcoming Events
May 2025 Compliance Huddle
May 14, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: LO Compensation & SAFE Act
May 06, 2025
Description: This webinar will present an overview of loan officer compensation rules found in the Truth in Lending Act (implemented by Regulation Z) as well as the SAFE Act rules covering mortgage loan originations. When looking at compensation, the webinar will cover the definition of an MLO, the specific rules that dictate how MLOs may…
Regulation CC
April 24, 2025
Description: Join us for a deep dive into the rules imposed by Regulation CC, including funds availability, check returns, and substitute checks. Paying special attention to the commentary, we’ll review Compliance Hub Hotline’s frequently asked questions. Key Takeaways:• Learn the “Why” behind the “funds availability” rules.• Review the applicable rules for returning checks.• Discuss nuances…
April 2025 Compliance Huddle
April 21, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Red Flags & Identity Theft Prevention
April 08, 2025
Description: This B2B Webinar will provide an overview of red flags associated with potential identity theft as well as identity theft prevention program regulatory requirements. This webinar can serve as a refresher for those familiar with identity theft red flag program requirements or as an introductory training to those who are new to financial services….
BSA/AML/CFT Annual Training
March 20, 2025
Description: The Bank Secrecy Act (BSA), the cornerstone of Anti-Money Laundering / Counter-Financing of Terrorism (AML / CFT), requires financial institutions to provide annual training as a critical component of their compliance and regulatory programs. Whether this is your first round at completing BSA trainings or you are maintaining your annual training obligation, this webinar…
March 2025 Compliance Huddle
March 12, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: HMDA/CRA/1071 Collection & Reporting
March 04, 2025
Description: With the recent regulatory updates, many institutions are facing the challenge of complying with the data collection and reporting requirements of multiple federal regulations. In this Webinar, we will outline some of the nuances and common elements for data collection and reporting under regulations such as Regulation C, the Community Reinvestment Act, and Section…
Payment Systems
February 20, 2025
Description: Here is your invitation card for a trip through the payment maze! Check into this webinar offering, which will explore the types of payment systems and payments; the compliance obligations pursuant to laws, regulations, and quasi-governmental and private system rules; and a discussion of the various risks associated with payment systems along with several…
February 2025 Compliance Huddle
February 12, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Carol Ann Warren, JD, MBAAssistant Vice President…
B2B: Privacy
February 04, 2025
Description: This webinar provides a guide to privacy compliance for bank compliance officers, consumer lenders and lending staff. We will explore the key elements of privacy regulations, including the proper collection, use, sharing and protection of consumers non-public personal information. This session will also cover required notices, disclosures and opt-out options to ensure transparency, as…
Section 1033
January 23, 2025
Description: Join us for a webinar on Section 1033 of the Dodd-Frank Act, where we will explore the regulatory landscape surrounding personal financial data rights. This session will cover a summary of the rule including what a data provider is, what covered consumer financial products and services are, and the requirements of making covered data…
January 2025 Compliance Huddle
January 15, 2025
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Brett Goodnack, JD, CAMS,Associate General Counsel Brett…
B2B: HMDA
January 07, 2025
Description: This B2B webinar will review current HMDA rules under Regulation C. We will discuss the definition of a covered financial institution, including current loan volume thresholds for open-end and closed-end credit; covered applications and exceptions; the differences in filing consumer and commercial type applications; key compliance dates; and specific data point requirements. Key Takeaways:…
Live Membership Demo 12-30-2025
December 30, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 12-23-2025
December 23, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 12-16-2025
December 16, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 12-09-2025
December 09, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 12-02-2025
December 02, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 11-25-2025
November 25, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 11-18-2025
November 18, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 11-11-2025
November 11, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 11-04-2025
November 04, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 10-28-2025
October 28, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 10-21-2025
October 21, 2025
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…