Upcoming Events
Live Membership Demo 08-30-2022
August 30, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 08-25-2022
August 25, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 08-23-2022
August 23, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Proposed policy statement with request for comment: Policy Statement on Prudent Commercial Real Estate Loan Accommodations and Workouts
October 03, 2022
AGENCY: Office of the Comptroller of the Currency, Treasury; Federal Deposit Insurance Corporation; and National Credit Union Administration. ACTION: Proposed policy statement with request for comment. SUMMARY: The Bureau of Consumer Financial Protection (Bureau) is publishing for public comment a proposed rule amending Regulation B to implement changes to the Equal Credit Opportunity Act (ECOA)…
BSA and NDAA Updates Webinar
September 22, 2022
Description: Join us for this webinar’s insight into key regulatory updates as we explore these areas and others as applicable to Bank Secrecy Act and the National Defense Authorization Act. These areas may include but are not limited to: Rulemaking updates to address the vulnerability of the U.S. real estate market to money laundering and…
B2B: Everything Your Need to Know About E-Sign
September 06, 2022
Description: Join us for a review of the key regulatory concerns and requirements as related to the Electronic Signatures in Global and National Commerce Act (E-Sign Act). E-Sign is a valuable tool in modern banking and consumer convenience. When the bank has sound E-SIGN procedures in place, it means more control over its documents, further assurance…
September 2022 Compliance Huddle
September 14, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
URLA: An Overview Webinar
August 18, 2022
Description: Join us for a 1-hour overview of URLA. This webinar will provide you with a better understanding of the revised Uniform Residential Loan Application (“URLA”) or 1003 form, as we go step by step through the changes. Topics of discussion include a look at the important changes to the New URLA forms, a review…
B2B: Garnishments of Federal Benefits
August 02, 2022
Description: In this webinar, we will take an in-depth look at the Garnishment Rule and how it affects a consumer’s account. The Garnishment Rule covers what federal benefits are protected from levies and the responsibilities of an institution when an account is subject to a garnishment order. Considerations required under the rule include when an…
August 2022 Compliance Huddle
August 10, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
The Evolving World of Privacy Law Webinar
July 21, 2022
Description: Financial institutions provide a broad range of products and services which meet the needs and requests of their consumer and commercial customers. But, what information is collected in order to engage in a customer relationship with these individuals and entities, and what happens to the information that is collected once the relationship between the…
B2B: Appraisal Overview
July 05, 2022
Description: Whether you are new to lending or need a “refresh” on the basics of appraisals, this webinar is you. Appraisals are a vital tool for valuing real estate transactions. In this webinar, we will journey through a high-level overview of definitions, purpose, processes, and laws governing appraisals. This will include focusing on areas such…
July 2022 Compliance Huddle
July 13, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
June 2022 Compliance Huddle
June 15, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Developing a CMS and Risk Assessment Mitigation Webinar
June 23, 2022
Description: Does your Bank have a CMS in place? Is it meeting regulator expectations? This Webinar will guide you through a comprehensive overview of a bank’s Compliance Management System or CMS. We will review exam expectations and ratings systems from the various regulators, as well as best practices for creating or improving your Bank’s CMS…
B2B: FDIC Insurance Explained
June 07, 2022
Description: This webinar will spotlight FDIC Insurance. Deposit insurance is one of the benefits of banking at a FDIC-insured bank. It provides specific protections for depositors against the loss of their insured deposits in the event that an FDIC insured bank fails. This B2B will focus on what FDIC insurance is, who qualifies for FDIC insurance,…
Live Membership Demo 05-21-2022
May 05, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A’s additional services. This meeting is presented by our Membership team, and will last about an…
Information Security Webinar
May 19, 2022
Description: Information Security remains a top initiative throughout 2022. Banks continue to have the highest level of security among critical U.S. industries and along with that, the most stringent regulatory requirements. This webinar will assist your bank in understanding its risk environments, and ensuring you have the right plans in place when it comes to identifying…
B2B: Loan Officer Compensation
May 10, 2022
Description: The training webinar begins with a broad overview of the loan officer compensation rules including the scope of the rule, the definition of a loan originator, and general limits on compensation. After the introduction and overview, the training narrows its focus to a review of prohibited compensation practices. The training will also address bonus plans…
Live User Walkthrough May 2022
May 24, 2022
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
May 2022 Compliance Huddle
May 11, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Live User Walkthrough April 2022
April 19, 2022
In this 30-45 minute session, we will demonstrate all the features of the Compliance Alliance website. During this meeting, we encourage our members to ask us about even the site’s most basic functions – after all, there are no bad questions, only bad answers. If you have any areas of focus you would like addressed…
April 2022 Compliance Huddle
April 13, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Developing Your Business Continuity Management Plan (webinar)
April 21, 2022
Description: It is critical that a bank’s business operations are resilient and the effects of disruptions in service are minimized in an effort to maintain public trust and confidence. In the event of adverse events, a business continuity plan is essential in diminishing the negative effects which could impact your bank’s reputation, operations, and safety…
B2B: Regulation Z Overview
April 05, 2022
Description: Regulation Z is one of those that’s been around for what seems like forever. It is one of the more complex regulations of the bunch so it’s always important to revise the requirements and to stay abreast of the latest. Join us for a helpful and meaningful overview of Regulation Z and Truth and…