Upcoming Events
Live Membership Demo 03-08-2022
March 08, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 03-03-2022
March 03, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 02-10-2022
February 10, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 02-15-2022
February 15, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 03-01-2022
March 01, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
B2B: Overview of the CTR: The Basics
March 01, 2022
Description: This Webinar will spotlight Currency Transaction Reports (CTRs). Federal law requires financial institutions to report specific transactions. These reports act as a safeguard from money laundering and other financial crimes. This B2B will focus on how to complete a CTR, examples of reportable transactions, and other relevant material. People who should attend: : Currency Transaction Reports…
Live Membership Demo 02-24-2022
February 24, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Comments Due: Beneficial Ownership Information Reporting Requirements
February 07, 2022
Section 6403 of the Corporate Transparency Act (CTA), enacted into law as part of the National Defense Authorization Act for Fiscal Year 2021, places three obligations on the Financial Crimes Enforcement Network (FinCEN): Establish a beneficial ownership information database to help with anti-money laundering; Implement the protocols for access to and disclosure of beneficial ownership…
Live Membership Demo 02-03-2022
February 03, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
B2B: Consumer Privacy
February 01, 2022
Description: In today’s ever-changing privacy environment, protecting consumer privacy has never been more important. This Webinar will provide an overview of principle privacy concerns set for in the Gramm-Leach-Bliley Act (GLBA), Regulation P, and the Right to Financial Privacy (RFPA) requirements. It will focus on the information that financial institutions are allowed to collect and…
Overview of TRID (webinar)
February 17, 2022
Description: Even though TRID has been around now for over 5 years, it still continues to confuse. TRID is always at or near the top when it comes to lists of common violations and problems, and is an area that constantly needs clarity. This webinar is intended to provide an overview of the integrated mortgage…
February 2022 Compliance Huddle
February 09, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Mandatory Compliance: CFPB LIBOR Transition Proposed Rule, Guidance and Updated CHARM Booklet
April 01, 2022
The Bureau issued a proposed rule to amend Regulation Z to address the sunset of LIBOR, and to facilitate creditors' transition away from using LIBOR as an index for variable-rate consumer products. It also proposed changes to certain open-end and closed-end provisions to provide examples of replacement indices for LIBOR indices that meet certain Regulation Z…
Final Rule: FTC Proposed Amendments to Safeguards and Privacy Rules
January 10, 2022
The FTC released two proposals on March 5 to update their version of the GLBA privacy rule and their Safeguards Rule (requiring companies to have in place procedures to safeguard customer information). The Final Rule was issued December 9, 2021 and is effective January 10, 2022.
Comments Due: BIS Consultative Document on Principles for the Effective Management and Supervision of Climate-Related Financial Risks
February 16, 2022
Comments on the principles will be due Feb. 16. The Basel Committee on Banking Supervision issued a public consultation outlying the principles for the effective management and supervision of climate-related financial risks. These address the management of climate-related financial risks to the global banking system, including disclosure, supervisory and regulatory measures. Bank-related principles address corporate governance, internal controls,…
Comments Due: OCC Principles for Climate Risk
February 14, 2022
The OCC issued a set of draft principles providing a framework for climate risk management for banks with more than $100 billion in total consolidated assets. The principles address governance; polices, procedures and limits; strategic planning; risk management; data, risk measurement and reporting; and scenario analysis.
January 2022 Compliance Huddle
January 12, 2022
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
The Fundamentals of Cryptocurrency(webinar)
January 20, 2022
Description: Cryptocurrency has become a hot topic in the recent years, but many are still unfamiliar with how it relates to banking. We know it is a digital or virtual currency that is not regulated by the same rules as normal currency, but that is typically where our knowledge closes. This one-hour webinar is going…
B2B: Annual BSA Training
January 04, 2022
Description: The Bank Secrecy Act (BSA) requires financial institutions to provide annual training as one of their key provisions. Whether you are new to BSA or simply complying with a training requirement, this webinar will provide an overview of the key components of a BSA program. It will also touch on record keeping requirements, filing…
Effective Date: Computer-Security Incident Notification Requirements
April 01, 2022
The OCC, Fed, and FDIC issued a final rule that requires a banking organization to notify its primary federal regulator of any “computer-security incident” that rises to the level of a “notification incident,” as soon as possible and no later than 36 hours after the banking organization determines that a notification incident has occurred. The…
Mandatory Compliance Date: Computer-Security Incident Notification Requirements
May 01, 2022
The OCC, Fed, and FDIC issued a final rule that requires a banking organization to notify its primary federal regulator of any “computer-security incident” that rises to the level of a “notification incident,” as soon as possible and no later than 36 hours after the banking organization determines that a notification incident has occurred. The…
Comment Period: Request for Information Regarding the HMDA Rule Assessment
January 21, 2022
The CFPB is conducting an assessment of the 2015 Home Mortgage Disclosure Act (HMDA) Rule and related amendments in accordance with section 1022(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The Bureau is requesting public comment on its plans for the assessment as well as certain recommendations and information that…
Live Membership Demo 01-27-2022
January 27, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 01-25-2022
January 25, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…
Live Membership Demo 02-01-2022
February 01, 2022
Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…