Regulatory Compliance Calendar

Upcoming Events

FASB CECL Standard: ALLL and Reporting Requirements (webinar)

September 23, 2021

Description: Just because CECL compliance has been pushed back to 2023 for Bucket 2 filers, there is no time to prepare like the present. CECL is the Financial Accounting Standards Board’s (FASB) new(er) accounting standard that is going to change how financial institutions account for expected credit losses. The current expected credit loss model requires much…

Comment Period: Proposed Interagency Guidance on Third-Party Risk and Risk Management

September 17, 2021

The Board, FDIC, and OCC (together, the agencies) invite comment on proposed guidance on managing risks associated with third-party relationships. The proposed guidance would offer a framework based on sound risk management principles for banking organizations to consider in developing risk management practices for all stages in the life cycle of third-party relationships that takes…

Peer-to-Peer Applications and Regulatory Concerns (Webinar)

August 19, 2021

Description: Join us for this webinar’s insight into key regulatory concerns as it relates to P2P services. Impacts for your financial institutions can include bank operations and subsequent potential bank liability. This webinar will discuss the major P2P services currently available, including bank partner services like PopMoney and Zelle. You will learn about the key…

July 2021 Compliance Huddle

July 21, 2021

Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…

B2B: Suspicious Activity Report: What, When, & How.

July 06, 2021

Description: This Back2Basics will spotlight Suspicious Activity Reports. Suspicious activity reporting is part of the foundation of the Bank Secrecy Act reporting system. The content and quality of the information included in SAR’s are vital to federal and state law enforcement’s ability to combat terrorist financing, money laundering, and other financial crimes. This webinar will discuss…

B2B: How to Handle Legal Documents and Requests for Financial Information

August 03, 2021

Description: This webinar will be an overview of how to handle legal documents and requests for financial information. It will discuss the coverage of Regulation P, the Federal Right to Privacy Act, the Taxpayer’s First Act, different types of subpoena requests, and best practices for handling legal documents. 3 Key Take-aways: – Learn the compliance requirements…

Live Membership Demo 09-21-2021

September 21, 2021

Join us for a live demonstration of the benefits of membership with Compliance Alliance. This interactive virtual tour will provide an in-depth look at each of our tool types and resource categories, as well as an overview of all of C/A's additional services. This meeting is presented by our Membership team, and will last about an…