Regulatory Compliance Calendar

Upcoming Events

Effective Date: FDIC Electronic Operations

November 27, 2015

The Federal Deposit Insurance Corporation (“FDIC”) is adopting a final rule to rescind and remove from the Code of Federal Regulations the transferred regulation entitled “Electronic Operations.” This regulation was included in the regulations that were transferred to the FDIC from the Office of Thrift Supervision (“OTS”) on July 21, 2011, in connection with the…

Effective Date: FDIC Fair Credit Reporting

November 27, 2015

The Federal Deposit Insurance Corporation (FDIC) is adopting a final rule (Final Rule) to make several amendments to its regulations covering “Fair Credit Reporting.” The amendments conform FDIC Fair Credit Reporting regulations to the Dodd-Frank Act by consolidating the regulations for all institutions for which the FDIC is the appropriate Federal banking agency into a…

Effective Date: FDIC Safety and Soundness

November 27, 2015

The Federal Deposit Insurance Corporation (“FDIC”) is adopting a final rule (“Final Rule”) to rescind and remove from the Code of Federal Regulations 12 CFR part 391, subpart B (“part 391, subpart B”), entitled “Safety and Soundness Guidelines and Compliance Procedures,” appendices A and B to part 391, subpart B, and supplement A to appendix B….

Comment Period: AML and SAR Requirements for Registered Investment Advisers

November 02, 2015

Financial Crimes Enforcement Network (“FinCEN”), a bureau of the Department of the Treasury (“Treasury”), is issuing this notice of proposed rulemaking to prescribe minimum standards for anti-money laundering programs (“AML”) to be established by certain investment advisers and to require such investment advisers to report suspicious activity to FinCEN pursuant to the Bank Secrecy Act…

New Website Training

May 05, 2015

This training will assist members in using the new website, which launched on April 30, 2015. We will prepare you to navigate the new website, search for tools and use the new functionalities. We recommend all members attend – this is the second training of this type. The other training was presented on April 23….

(Part 2) Integrated Mortgage Disclosures Webinar

May 21, 2015

Compliance Alliance's Integrated Mortgage Disclosure webinar will cover completing the new disclosures required by the new rule, in an effort to prepare banks for implementation on August 1st. The webinar will give a brief overview of the purpose and scope of the rule and then quickly dive into the details of the timing and content…

(Part 1) Integrated Disclosures Webinar

May 12, 2015

Compliance Alliance's Integrated Mortgage Disclosure webinar will cover completing the new disclosures required by the new rule, in an effort to prepare banks for implementation on August 1st. The webinar will give a brief overview of the purpose and scope of the rule and then quickly dive into the details of the timing and content…

New Year’s Day

January 01, 2016

Christmas Day

December 25, 2015

Thanksgiving day

November 26, 2015

Labor Day

September 07, 2015

Memorial Day

May 25, 2015