Upcoming Events
CFPB Issues Notice of Assessment and Request for Public Comment Regarding the Effectiveness of TRID
January 21, 2020
The Bureau of Consumer Financial Protection (Bureau) is conducting an assessment of the Integrated Mortgage Disclosures Under the Real Estate Settlement Procedures Act (Regulation X) and the Truth In Lending Act (Regulation Z) Rule and certain amendments in accordance with section 1022(d) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The…
November 2020 Compliance Huddle
November 12, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
December 2020 Compliance Huddle
December 09, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
October 2020 Compliance Huddle
October 21, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
September 2020 Compliance Huddle
September 09, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
August 2020 Compliance Huddle
August 12, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
July 2020 Compliance Huddle
July 08, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
PPP Compliance Huddle (6/10/2020)
June 10, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
PPP Compliance Huddle (5/13/2020)
May 13, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
PUBLIC HUDDLE: April 2020 Compliance Huddle
April 08, 2020
Every month, Compliance Alliance gathers bankers from our community nationwide and engages them to an open discussion about the issues that their organizations are navigating. We invite our members to share their concerns and experiences with input and guidance from the compliance professionals who host the event. Ways to Participate: Upon registration, you can submit a topic…
Account Opening Requirements (2020) (Webinar)
December 17, 2020
Description: This webinar will be an overview of account opening regulatory requirements including but not limited to Reg DD, Reg CC, Reg GG, Reg E, and E-sign. It will discuss account opening expectations for LLC’s and other business accounts, minor accounts, online accounts, and regular personal accounts. We will cover the do’s, the don’ts and best…
Back2Basics: Mortgage Servicing Rules (Reg Z and RESPA) (2020)
December 01, 2020
Description: The Amendments to the 2013 Mortgage Servicing Final Rule Back2Basics webinar will cover the requirements, highlighting changed and/or amended elements of the combined RESPA and TILA rule. The topics to be covered include: Delinquency Requests for information Successors in interest Force placed insurance Early intervention Loss mitigation Prompt payment crediting Periodic statements Small servicer People…
Vendor Management (2020) (Webinar)
November 19, 2020
Description: This webinar will provide an overview of the regulatory expectations of a vendor management program. It will cover areas such as who your vendors are, vendor management risks and controls, and how to achieve success from a regulatory compliance standpoint. It will provide guidance and tips to vamp up your program for the next exam….
Back2Basics: Regulation B/ECOA Requirements (2020)
November 03, 2020
Description: This Back2Basics webinar will cover all areas of Regulation B – ECOA. This webinar will serve as a general overview of the regulation and is meant to be a deep dive back into the regulatory requirements. We’ll discuss regulation scope, adverse action requirements, spousal signature restrictions, intent to apply jointly, appraisal requirements, and collection of…
Fair Lending (Webinar) (2020)
October 15, 2020
Description: Join us for a discussion on Fair Lending! We will be reviewing what Fair Lending is, protected classes, types of discrimination, advertising, REMA, Record Retention and Fair Lending trends. This webinar will walk through what a redlining or marketing discrimination claim looks like under ECOA and Fair Lending as well. People who should attend: Board…
Back2Basics: Fair Lending Basics and UDAAP Requirements (2020)
October 06, 2020
Description: This webinar will give you an introduction into the basic concepts regarding fair lending by taking a deep dive into the governing laws – Equal Credit Opportunity Act (Regulation B) and the Fair Housing Act. We will discuss the potential fair lending impact that may occur at any stage of the lending lifecycle. Further, we…
Cannabis Banking (Marijuana and MRB) (2020) (Webinar)
September 17, 2020
Description: The cannabis industry continues to grow as states continue to legalize marijuana to some degree or another. This webinar will talk about what a marijuana related business is, what are the risks and red flags associated with banking marijuana related businesses and how to development policies and procedures to confidently bank these businesses. Suggested Audience:…
Back2Basics: Cybersecurity (2020)
September 01, 2020
Description: Join us for a breakdown of your bank’s responsibilities when it comes to Information Security and Cybersecurity. We will discuss business email compromise, cyber-attacks on internal payment systems, destructive malware, Fintech and innovation, and tips and trends for 2020. This webinar will review interagency guidance and requirements for a successful Information Security Program and Vendor…
Fraud EFT Nacha Dispute Codes (2020) (Webinar)
August 20, 2020
Description: As fraudulent electronic funds transfers continue to rise, it is important to know the rules of the game – Regulation E and NACHA Operating Rules. Banks need to become well-versed in them and establish effective and efficient practices to help fight against fraud activity. This presentation will cover important definitions, current EFT fraud trends, the…
Back2Basics: Regulation E (2020)
August 11, 2020
Description: This Back2Basics webinar will provide your with a solid foundation of understanding all regulatory requirements under Regulation E and the Electronic Funds Transfer Act. This will cover definitions, coverage, access devises, disclosures, error resolution requirements and preauthorized transfers. We will additionally cover the Reg E Remittance Transfer Rule and touch upon overdraft services and prepaid…
Compliance Management Systems (CMS) and Policy Writing (2020) (Webinar)
July 16, 2020
Description: This webinar will focus on an in-depth discussion of the compliance management systems (CMS) requirements as well as an overview of how to write a policy. We will take a close look at the guidance from the regulators and focus on the components of a successful CMS. People who should attend: Board of Directors, Senior Management,…
Back2Basics: Advertising and Social Media Across Regulations (2020)
July 07, 2020
Description: Advertising and social media are an ever-growing component in the banking industry. This webinar will address regulatory requirements, UDAAP concerns, and industry best practices for marketing your banks products and services. We will talk about marketing triggers, disclosures, and examples in areas of both lending and deposits. Suggested Audience: Senior Management, Compliance Officer, Marketing staff and…
Flood Insurance Requirements (2020) (Webinar)
June 18, 2020
Description: This webinar will be focused on the requirements of the Flood Disaster Protection Act (FDPA). It governs federally regulated financial institutions from making, increasing, extending or renewing a loan secured by improved real estate or real property. We will discuss the requirement to purchase flood insurance, when available, what exemptions apply, a breakdown of the NFIP…
Back2Basics: Flood Forced Placed Insurance (2020)
June 02, 2020
Description: This webinar will give you an introductory look at the requirements of the Flood Disaster Protection Act. The FDPA governs federally regulated financial institutions making, increasing, extending or renewing loans secured by improved real estate or real property. We will discuss the requirement to purchase flood insurance, when available, what exemptions apply, a breakdown of…
Regulation CC Changes and Implementation (2020) (Webinar)
May 21, 2020
Description: This webinar will review the changes made to Reg CC by the 2018 rule as well as the upcoming changes for 2020. It will talk about what revisions should be made to your policy and what banks must do to meet the compliance requirements of these implementations. It will also discuss the inflation requirements which…