B2B: Elder Financial Exploitation

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CE Credits: 1.25 CRCM, CTFA

Description: Join us as we outline the federal requirements for a financial institution addressing suspected elder financial exploitation. In this webinar, we will discuss the common types of scams and schemes perpetrators utilize when targeting elderly accountholders, as well as the expectations for financial institutions in responding to suspected elder financial exploitation. Members can expect to learn some common behavioral and financial red flags in detecting potential financial exploitation of an elderly individual. Finally, we will examine the procedural and reporting requirements when completing a Suspicious Activity Report regarding suspected elder financial exploitation.

People who should attend:

Branch Managers, Front Line Personnel, Tellers, BSA Officers and personnel, Senior Management, Compliance Officers, Customer Service staff and Internal Auditors.

Presenter: Carol Ann Warren, JD, Associate General Counsel

Carol Ann Warren serves as Associate General Counsel for Compliance Alliance. She graduated cum laude from Mississippi College with a Bachelor of Finance. She earned a Juris Doctorate and a Master of Business Administration through a joint degree program at Mississippi College School of Law and Mississippi College. During law school, she received Best Paper Awards for Securities Regulation and Electronically Stored Information. She is one of our featured authors on the B/A ACCESS magazine and for other publications.
After graduation, Carol Ann worked as an attorney for the Mississippi Insurance Department, where she began her passion for helping others navigate through the regulatory environment. She has a diverse educational and experiential background in business management, business law, securities, and insurance. Carol Ann is a licensed attorney in Mississippi, Tennessee, and Texas.