B2B: IRAs and Financial Institutions

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CE Credits: 1.25 CTFA, CISP, CRSP


Join us for an informative webinar covering the general requirements for establishing and maintaining Investment Retirement Accounts (IRAs) at financial institutions. More specifically, it will build on your basic IRA knowledge to address some of the more common IRA issues your organizations handle. Topics will include IRA updates, Required Minimum Distributions, Beneficiary Options, Advance Portability, Roth IRA Conversions, and IRA Excess Contributions.

People Who Should Attend: 

Branch Managers and Branch Staff, Operations Staff, Compliance Officers, and Compliance Staff.

The webinar will start at 12:30 PM Pacific / 1:30 PM Mountain / 2:30 PM Central / 3:30 PM Eastern.



Theo Kelly, JD
Vice President and Associate General Counsel

Theodore Kelly serves as Vice President and Associate General Counsel for Compliance Alliance. He holds a Bachelor’s Degree in Political Science from The Ohio State University, a Master’s in Business Administration from Franklin University, and a Juris Doctor from Capital University Law School. Theo began his professional career serving in the United States Marine Corps in communications security and, later, the Ohio Army National Guard as a Military Police Platoon Leader. More recently, Theo served as first-line of defense at the largest bank in the world from 2015 – 2017 and led Ethics & Compliance operations at a Texas-based Fortune 500 company from 2017 – 2021.

Theo’s professional pursuits include competently guiding business leaders in all matters of regulatory compliance, learning and sharing ways in which blockchain technology can positively impact business operations, and writing publications related to emerging technologies in the legal, risk, and compliance spaces. For B/A, he will be writing monthly for our various publications, including ACCESS magazine.