Thank you for your interest in our webinars! To access this presentation, please login at the top of the page. If you are not a registered member but are interested in our services, please contact [email protected].
CE Credits: 1.25 CRCM,
Upon completion of quiz, with a passing score 80% a certificate completion will automatically generate.
Description:
In this webinar, we will discuss Regulation O. This includes extensions of credit to insiders, the different types of insiders, capital considerations, and common issues with related interests. This webinar will discuss applicable deposit considerations under each regulator. Lastly, this webinar will highlight “real life” application of the Regulation O.
Key Takeaways:
-
- Find out who is considered an insider for Regulation O purposes
-
- Learn about the lending limits and procedures for making loans to insiders
-
- Understand the bank’s obligations to monitor extensions of credit
-
- Brush up on regulator expectations in a Reg O exam
People Who Should Attend:
Board of Directors, Executives, Insiders, loan staff, and universal bankers
Presenter:
Carol Ann Warren, JD, MBA
Assistant Vice President Associate General Counsel
Carol Ann Warren, JD, MBA serves as Assistant Vice President Associate General Counsel for Compliance Alliance. She graduated cum laude from Mississippi College with a Bachelor of Finance. She earned a Juris Doctorate and a Master of Business Administration through a joint degree program at Mississippi College School of Law and Mississippi College. During law school, she received Best Paper Awards for Securities Regulation and Electronically Stored Information. She is one of our featured authors on the B/A ACCESS magazine and for other publications.
After graduation, Carol Ann worked as an attorney for the Mississippi Insurance Department, where she began her passion for helping others navigate through the regulatory environment. She has a diverse educational and experiential background in business management, business law, securities, and insurance. Carol Ann is a licensed attorney in Mississippi, Tennessee, and Texas.