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Description:
During this one-hour webinar, we will outline the guidelines and requirements when it comes to providing banking servicing marijuana and hemp-related customers. We will address guidance issued by FinCEN, the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) requirements, other federal guidance, and state law considerations which effect the marijuana and hemp industries. In an effort to enhance the availability of financial services, while still complying with federal law and regulatory requirements, we will break down the guidance to provide financial institutions with a clearer understanding of what should be included in the due diligence process for marijuana and hemp-related businesses.
People Who Should Attend:
New Deposit Accounts Staff, Branch Manager, Lending Staff, Compliance Officer and supporting staff, and BSA Officer and BSA supporting staff.
Presenter:
Carol Ann Warren, JD
Associate General Counsel
Carol Ann Warren serves as Associate General Counsel for Compliance Alliance. She graduated cum laude from Mississippi College with a Bachelor of Finance. She earned a Juris Doctorate and a Master of Business Administration through a joint degree program at Mississippi College School of Law and Mississippi College. During law school, she received Best Paper Awards for Securities Regulation and Electronically Stored Information. She is one of our featured authors on the B/A ACCESS magazine and for other publications.
After graduation, Carol Ann worked as an attorney for the Mississippi Insurance Department, where she began her passion for helping others navigate through the regulatory environment. She has a diverse educational and experiential background in business management, business law, securities, and insurance. Carol Ann is a licensed attorney in Mississippi, Tennessee, and Texas.