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Description:
Join us for a deep dive into the rules imposed by Regulation CC, including funds availability, check returns, and substitute checks. Paying special attention to the commentary, we’ll review Compliance Hub Hotline’s frequently asked questions.
Key Takeaways:
• Learn the “Why” behind the “funds availability” rules.
• Review the applicable rules for returning checks.
• Discuss nuances of warranties and indemnities.
• Finally understand ‘what the heck is a substitute check.’
People Who Should Attend:
Compliance Officers, Deposit Officers, Internal Audit, Tellers and other frontline Staff, Operations, and any other interested personnel!
The webinar will start at 12:30 PM Pacific / 1:30 PM Mountain / 2:30 PM Central / 3:30 PM Eastern.
Presenter:
Theo Kelly, JD, MBA, CCEP CAMS
Associate General Counsel
Theodore “Theo” Kelly supports the Compliance Hub division. He holds a Bachelor’s Degree in Political Science from The Ohio State University, a Master’s in Business Administration from Franklin University, and a Juris Doctor from Capital University Law School. Theo served in the United States Marine Corps in communications security and later transitioned to the Ohio Army National Guard as a Military Police Platoon Leader. His professional experience includes serving as first-line of defense at the world’s largest bank and leading Ethics & Compliance operations for a Fortune 500 company.
Theo is dedicated to staying at the forefront of regulatory compliance within the financial industry. He actively maintains and shares relevant knowledge and guidance in this area. His professional pursuits also include writing publications focused on the intersection of emerging technologies with the legal, risk, and compliance fields.