Risky Business: Building an Effective TPRM Program

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Description: This training webinar will focus on Third Party Risk Management programs. We will walk through the life cycle of a third-party relationships as outlined the interagency guidance related to Third Party Risk Management. In view of the growing use of artificial intelligence (AI), we will discuss AI considerations within TPRM. Lastly, we will discuss how to integrate TPRM within the bank’s CMS system.

Key Takeaways:

A discussion on the third-party vendor management life cycle
How to comply with the Interagency Third Party Vendor Management Guidance
How to incorporate policies and practices to implement a robust third party risk management system.
People Who Should Attend:

Compliance Officers and other relevant compliance team members, IT/IS, vendor management, cybersecurity, and internal audit

Presenter:

Carol Ann Warren, JD, MBA
Assistant Vice President Associate General Counsel

Carol Ann Warren, JD, MBA serves as Assistant Vice President Associate General Counsel for Compliance Alliance. She graduated cum laude from Mississippi College with a Bachelor of Finance. She earned a Juris Doctorate and a Master of Business Administration through a joint degree program at Mississippi College School of Law and Mississippi College. During law school, she received Best Paper Awards for Securities Regulation and Electronically Stored Information. She is one of our featured authors on the B/A ACCESS magazine and for other publications.

After graduation, Carol Ann worked as an attorney for the Mississippi Insurance Department, where she began her passion for helping others navigate through the regulatory environment. She has a diverse educational and experiential background in business management, business law, securities, and insurance. Carol Ann is a licensed attorney in Mississippi, Tennessee, and Texas.