B2B Regulation CC for Tellers

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CE Credits:  CRCM 1.25 are available

Description: This Back2Basics webinar will spotlight the Funds Availability requirements of Regulation CC.  We take a deep dive into each type of hold providing examples of delayed funds and notice requirements.  We will cover the different availability requirements based on the type of funds being deposited and the way in which deposits are made (in-person, ATM, etc.). This webinar will provide tellers with the knowledge and framework to understand each step of Regulation CC’s fund availability section.

People who should attend: Tellers, New Deposit Accounts Staff, Branch Manager, and Deposit Operations Staff.

Presenter: Julia Gutierrez, Compliance Officer

Julia A. Gutierrez brings over 16 years of financial industry experience to the Compliance Alliance team. She began her career in banking in 2000 while receiving her Bachelor of Business Administration degree in Finance from the University of Alabama. Her compliance knowledge and understanding derive from her combined experience in community banks and consulting. Julia has served as a Risk Management and BSA Officer, assisted in the development of an enterprise wide risk management and compliance program for a de novo institution, assisted in the compliance remediation efforts for an institution who was referred to the DOJ, held positions in retail and branch management, and was a Senior Compliance Advisor for a large regulatory compliance consulting firm. 

Julia’s role as a Compliance Officer at C/A is working on and refining our document review process and pipeline. She also joins the Hotline from time-to-time where her experience is invaluable as a resource. She also plays a major role in our Education programs and has taught at a large number of seminars and workshops in her tenure at C/A.